Star Wars Movies Definitely Wouldn’t Exist Without Dune
George Lucas' Star Wars wouldn't be the same without Frank Herbert's Dune.
This article contains Star Wars and Dune spoilers.
When Frank Herbert published “Dune World,” the first part of what would become the novel Dune in Analog Science Fiction and Fact in 1963, it was a moment that would reverberate through science fiction for decades to come, especially on the big screen, where the story’s influence can still be felt to this day. In fact, you can easily track how Herbert’s creation led to some of the biggest blockbuster franchises of all time.
If you’ve watched the excellent documentary Jodorowsky’s Dune, you know how the story goes. Alejandro Jodorowsky, the avant-garde filmmaker behind El Topo and The Holy Mountain, tried to adapt Herbert’s book in the ’70s, and while that movie never got made, many of its ideas and designs would later make their way into other sci-fi films through the legendary storyboard the filmmaker sent to Hollywood studios while pitching his movie. H.R. Giger’s grotesque work on Jodorowsky’s Dune, especially his nightmarish vision for Baron Harkonnen’s castle, would become the basis for the Xenomorph and the alien space ship in Ridley Scott’s Alien. The storyboard drawings of Moebius, and the artist’s later comic book collaborations with Jodorowsky, would heavily inform Luc Besson’s The Fifth Element.
But there’s perhaps no bigger student of Herbert, Jodorowsky, and Dune than George Lucas, who clearly looked to Paul Atreides’ journey on Arrakis when crafting Luke Skywalker’s own adventures in the galaxy far, far away. There are so many similarities between Dune and Star Wars that if you squint a little you could even call the 1977 blockbuster the first successful Herbert adaptation…from a certain point of view.
The massive success of Lucas’ Dune-inspired franchise was actually something director Denis Villeneuve had to contend with while working on his two-part adaptation of Dune. Star Wars wrote the book when it comes to science fiction epics on the big screen, so it’s only natural that audience members will draw comparisons between Villeneuve’s movie and Lucas’ saga. It’s part of the challenge of making a Dune movie for an audience shaped by Star Wars.
“It was a very long process to find this identity in a world with the giant elephant of Star Wars in the room,” Villeneuve told Empire (via Syfy Wire) in 2021. “George Lucas was inspired by Dune when he created Star Wars. Then as we were making a movie about Dune, we had to negotiate the influence of Star Wars. It’s full circle.”
Of course, after completing Dune: Part Two, we’d say Villeneuve has successfully created a science fiction saga with a style all its own. And the fact remains that before there was Star Wars on the big screen there was Dune on the page. Here are some of the biggest ways Herbert’s work shaped Lucas’ magnum opus…
The Opening Shot
In 1977, theater audiences were left breathless by the opening shot of A New Hope, one of the many visual effects shots that would come to define Lucas’ cinematic achievement. Even if you’ve never watched the first Star Wars, you’ve likely seen the opening shot 1,000 times: the silence of space soon gives way to chaos. A rebel cruiser zooms past the camera, firing back at an unseen pursuer, as the tension in John Williams’ opening number builds to a crescendo. Then the massive Star Destroyer reveals itself, overtaking the screen and eclipsing what we quickly learn is a tiny, helpless little ship in comparison. It’s clear here we’re watching a hungry predator about to snatch up its prey. It’s a shot that quickly establishes just how outmatched our beloved underdog heroes are against the evil Empire. It’ll make the destruction of the Death Star that much sweeter later in the film.
Almost every Star Wars movie since the first has followed A New Hope‘s lead, an opening crawl of text that leads into a wide shot of the starry cosmos just before the story begins. But Lucas wasn’t the first filmmaker to imagine such a grandiose opening shot.
Jodorowsky’s Dune would have opened with one of the most ambitious shots ever attempted in a sci-fi film. As the filmmaker describes in the documentary, the first scene of the movie would have been one continuous shot that started at the farthest reaches of space and slowly zoomed in, revealing the scale of the setting and story.
A spiral galaxy gives way to a cluster of stars which reveals a system of planets and moons above which space battles are being fought, pirates ships attacking mining vessels full of precious spice. The camera keeps zooming in towards a city and then a transport flying through that city and on the transport are the bodies of smugglers lying dead on mounds of spice. It’s a scene meant to evoke not only the disparity between those who have and those who don’t, a major theme in the novel, but also the volatile nature of the spice trade itself, which drives much of the central conflict.
We’ll never know whether Jodorowsky and his team would have been able to pull off such an ambitious opening shot, especially before the days of Industrial Light & Magic and THX, with just the practical effects at his disposal in the early ’70s. But fortunately Lucas gave us a version of Jodorowsky’s idea that wowed audiences in 1977…
Arrakis and Tatooine
Much of A New Hope‘s first act takes place on Tatooine, a desert planet floating in a desolate part of space that our hero Luke Skywalker longs to escape from. It’s on that sandy rock where Luke takes his very first steps towards becoming a Jedi and defeating evil.
There are some surface level similarities between Luke’s miserable home world and Dune‘s Arrakis, of course. They’re both covered in sand that’s coarse and rough and irritating and gets everywhere, as Anakin Skywalker would undoubtedly point out. And while Tatooine has twin suns, Arrakis’ sky is adorned by two moons. Both planets are located in the farthest reaches of their respective galaxies.
But nothing so precious as Dune‘s Spice Melange can be found on Tatooine’s surface. Star Wars‘ premier desert planet is instead the hub for the smugglers who transport the galaxy far, far away’s own version of spice. Yet, despite its relative irrelevance to the galaxy at large, Tatooine proves to be the very center of the Skywalker saga, the place where Anakin and Luke begin to understand their destinies, just as Paul embraces his own on Arrakis.
Sandworms of Dune, Sarlacc Pit of Tatooine
Beyond the fact that they’re both desert planets, Tatooine and Arrakis have one other big similarities: giant worms that eat people. Arrakis has the monstrous sandworms who use their gaping maws to engulf everything in their paths and also serve as a form of transportation for the Fremen, who even ride these monsters into battle. Lucas of course nods to these great beasts in Return of the Jedi, which introduces the Sarlacc, the creature with spiky teeth and tentacles that Jabba the Hutt feeds his prisoners to when his rancor won’t do.
Unlike Herbert’s sandworms, which are mobile and fast as hell, Lucas’ monster sits in wait in the Great Pit of Carkoon located in the Dune Sea of Tatooine. The Sarlacc doesn’t produce anything as precious as space melange either, but will digest its lunch over 1,000 years, earning itself its own special kind of infamy within the Star Wars universe.
The Spice
We quickly learn in Frank Herbert’s Dune that the Spice Melange is the most valuable resource in the Imperium, as it’s what essentially allows for faster-than-light travel in this universe. Control the mining and distribution of this LSD-like narcotic and you basically control the entire galaxy, which is why the ruling houses at the forefront of the book — Atreides, Harkonnen, and Corrino — all struggle for control of Arrakis, the sole planet where the Spice can be found.
The Spice is also Herbert’s version of a psychedelic drug that, on top of altering the user’s mind and their physical features, could grant them visions of the future. In fact, the latter is key to unlocking both Paul and Lady Jessica’s destinies in the story. It’s what makes Paul’s sister, Princess Alia, so creepy as well.
The galaxy far, far away’s version of spice serves as more of a background detail in Star Wars, the contraband Han Solo was smuggling and then had to jettison when the Empire boarded the Millennium Falcon before the events of A New Hope. It’s the loss of this spice that leads to Jabba the Hutt putting a 50,000 credit price on Han’s head, a bounty Boba Fett later collects in The Empire Strikes Back.
C-3PO also mentions the Spice Mines of Kessel in A New Hope, a dreaded place where prisoners are forced to mine for the precious spice under perilous conditions. Like Spice Melange, the spice mined and smuggled around the Star Wars galaxy is for narcotic use, although we never actually see anyone getting high in Lucas’ universe.
Paul Atreides, Luke Skywalker, and the Chosen One
Lucas looked at many different sources when creating his saga. Joseph Campbell’s The Hero with a Thousand Faces was a major resource, as were Flash Gordon and Buck Rogers serials and the films of Akira Kurosawa, but when it comes to Luke, no influence is quite as obvious as Dune‘s Paul Atreides, who becomes a messiah-like figure in the same way young Skywalker embraces his path as the Chosen One (to very different ends, of course, but we’ll get to that in a second).
Both heroes are driven by destiny. Like Paul, Luke’s hero journey begins in an uncertain place, and it’s only through painful defeats and the death of loved ones that he’s able to learn the lessons he needs to take on the great evil at the end of the story. And like Muad’Dib, Luke’s path had been laid out for him before he was born, thanks to Jedi prophecy that his line would be the one to finally defeat the Sith and bring balance to the Force. In Dune, the Bene Gesserit’s shadowy Missionaria Protectiva had already planted the seeds for Paul’s messianic rise with the Fremen years before the boy even arrived on Arrakis.
Interestingly enough, both heroes end up walking their paths to disastrous ends — much more war and bloodletting — forcing future generations to try and clean up the mess.
The Dangers of the Chosen One
Although it might be framed as the classic hero’s journey at the onset, Dune is actually a story about the dangers of following messianic figures. While Paul wins at the end of the book, it’s not a victory for the betterment of the Imperium but the start of a new, even worse dictatorship. His reign as emperor leads to 61 billion deaths across the galaxy. Despite trying to do the right thing in the beginning, Paul eventually becomes a worse version of the tyrants he was fighting against on Arrakis.
Lucas borrowed Paul’s tragedy for his telling of Anakin Skywalker’s fall the the dark side in the Prequel Trilogy. Believed to be the Chosen One who will bring balance to the Force, Anakin is manipulated and makes decisions that lead him to the dark side and becoming a Sith. During his reign of terror, and in the name of the Empire, he slaughters countless lives, including those of his fellow Jedi.
The Sequels would later return to this well (from a certain point of view) by revealing that Luke had failed to train a new generation of Jedi, including his nephew, who fell to the dark side, essentially kicking off the Vader cycle all over again. So Luke went into exile in the far reaches of space, not unlike a blind Paul walking off into the desert at the end of Dune Messiah.
The Empire and the Emperor
Pulling the strings behind the scenes in Dune is the Padishah Emperor Shaddam Corrino IV. Jealous of Duke Leto Atreides’ growing popularity, he plots with Baron Harkonnen to destroy Leto’s family and secure his dominance over Arrakis and the rest of the Imperium. It’s a plot that results in the death of Leto but also the beginning of the end for the Corrino dynasty that had ruled the galaxy for thousands of years prior to the events of the book.
Star Wars of course has Emperor Palpatine, the Dark Lord of the Sith responsible for the fall of the Jedi and the destruction of Anakin Skywalker as well as all of the torment suffered by the saga’s heroes. While he’s a brilliant strategist, manipulating several factions at once throughout the nine saga films, his hubris is ultimately his downfall in the Original and Sequel Trilogies, not unlike Shaddam’s own defeat.
Princess Irulan and Leia
The Dune novel has a peculiar structure: each chapter opens with excerpts from the writings of Princess Irulan, the chronicler of the events that took place on Arrakis, including the rise of Paul as Muad’Dib, the scheming of the Bene Gesserit, and the fall of Shaddam IV. The twist is that Irulan is actually the Emperor’s daughter and the future wife of Paul, and also trained as a Bene Gesserit. As the book series progresses, we learn more about her life as a member of the most powerful Houses in the Imperium, as well as how she ended up recording the stories of the Atreides Empire.
Lucas seemed to be headed towards somewhat similar territory when he first teased a romantic connection between Luke and Princess Leia until he pulled a 180 in Return of the Jedi, making them siblings despite having the characters kiss just a movie ago. Whoops.
As characters, Irulan and Leia aren’t really alike beyond their royal titles. Dune‘s princess is shown to be cruel and jealous at times, while Leia is altruistic, brave, and kind. They’re both born of privilege but use their power and platforms to different ends. Nevertheless, although the rescue of a princess has long been a common trope in works of fantasy and science fiction, the other similarities between Dune and Star Wars suggests Lucas cherry-picked the idea of his movie’s princess from Herbert, too.
Bene Gesserit, the Jedi, and the Sith
Dune‘s Bene Gesserit, an ancient religious order of women who manipulate and engineer galactic events from behind the scenes, were likely as much of an inspiration for the Jedi and the Sith as Akira Kurosawa’s honorable samurai. Operating as spies, religious leaders, and even scientists, the Bene Gesserit’s influence can be felt through every level of the Imperium, even the Emperor’s own halls, and across the Known Universe’s history. Like the Jedi they inspired, the Bene Gesserit are driven by prophecy. They believe that through their actions, they’ll bring about the ascension of their Chosen One, the Kwisatz Haderach, and like a Sith Lord, will spend years carefully seeding their plans to get the desired outcome.
The Jedi too operate as a multi-discipline religious faction with deep roots within the Republic, but before Lucas fleshed out what the Jedi Order was like in the Prequel Trilogy, the similarities with the Bene Gesserit came down to Force powers. Before Obi-Wan Kenobi used a Jedi mind trick to convince Imperial stormtroopers that Threepio and Artoo weren’t the droids they were looking for, the Bene Gesserit used the Voice to exert their influence on others. Like the Jedi, the Bene Gesserit have superior combat abilities known as the Weirding Way that cannot be matched by most other opponents. They can also sense emotions and whether someone is telling the truth.
Bene Gesserit Reverend Mothers can also use the Spice Melange to see the future, the kind of prescience that has long been associated with the Jedi, whether it’s Luke receiving a vision of his friends suffering on Cloud City or Anakin dreaming of Padme’s death during childbirth.
Fremen and Rebels, Sardaukar and Stormtroopers
Comparisons could be drawn between the Fremen and Tatooine’s Tusken Raiders as two cultures living and surviving in the harsh deserts of their home worlds, but the natives of Arrakis play a role in the first book that might also remind you of the Rebel Alliance. They’re the underdogs who rally around Paul to fight Imperial tyranny and win. Of course, the Rebels aren’t a religious faction, but having Luke and the Force on their side probably helped keep morale up during their chilly exile on Hoth.
Meanwhile, the Padishah Emperor has the Sardaukar, his elite force of armored soldiers that serve a similar function as Emperor Palpatine’s legions of stormtroopers. But while the Empire’s troops wear white armor and prefer blasters, the Sardaukar are clad in darker colors, using a mix of blades and laser rifles during combat. Later versions of stormtroopers, such as Death troopers, more closely resemble the Sardaukar.
Baron Harkonnen and Jabba the Hutt
Baron Harkonnen’s perverse cruelty is on display throughout the book, a monster of a man both on the inside and out. Indeed, beyond the grotesque descriptions of his physical appearance, his murderous tendencies and taste for child sex slaves make him one of the most reviled villains in literary history.
Jabba the Hutt isn’t all that much more likable, an equally obese space slug who, like the Baron, is driven by greed and a thirst for power. He also keeps female prisoners chained up against their will, such as the Twi’lek dancer he sentences to the rancor pit and when he puts Leia in a revealing metal bikini (she rightfully strangles him to death later). Jabba may have been Lucas’ more cartoonish homage to the Harkonnen villain of Herbert’s work — down to the palace to match the Baron’s castle — but he’s no less monstrous.
The Hero Is a Descendant of the Villain
The Empire Strikes Back has arguably the best twist in cinema history. Cornered on Bespin and with nowhere to go but down, Luke is forced to learn the truth about his bloodline: the evil Darth Vader is actually the father he’s longed all his life to know. It’s a crushing moment for the hero that defines much of the rest of his life and identity. Lucas of course took this from Herbert and the writer’s own big reveal: that Jessica is actually Baron Harkonnen’s daughter, making Paul and Alia the main villain’s grandchildren.
The Sequels more directly aped this twist (while also nodding back to Empire) by making Rey the granddaughter of Emperor Palpatine. In all cases, the descendants defeat their evil family members — although in the Herbert book, it’s young Alia who kills their grandfather, not Paul.
Dune: Part Two is playing in theaters now. Dune: Part One is streaming on Max and Netflix.